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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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Similar To

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 5.5 The settlement discount scheme

EG 9.2 The FCA’s general policy in this area

SUP 8A.2 Introduction and conditions

EG 9.6 Applications for variation or revocation of prohibition orders

SUP 16.10 Verification of standing data

FEES 9.1 Application and purpose

EG 6.1 Publicity during FCA investigations

DEPP 2.3 Decision notices and second supervisory notices

REC 2.13 Promotion and maintenance of standards

PERG 8.17 Financial promotions concerning agreements for qualifying credit

REC 4.4 Complaints

REC 6A.2 Removal of passport rights from EEA market operator

EG 12.3 Criminal prosecutions in cases of market abuse

LR 5.4 Restoring listing

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

GEN 6.1 Payment of financial penalties

CASS 9.2 Prime broker's daily report to clients

ICOBS 2.1 Client categorisation

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs