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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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EG 7.6 Private warnings

REC 4.7 The section 297 power to revoke recognition

LR 3.3 Shares

SUP 9.2 Making a request for individual guidance

EG 19.15 The conduct of investigations under the Money Laundering Regulations

MCOB 3A.1 Application and purpose

LR 3.4 Debt and other securities

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

REC 3.4 Key individuals and internal organisation

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 12.1 The FCA’s general approach

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

APER 3.1 Introduction

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 6.5D Serious financial hardship

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 8.2 Use of the own-initiative variation of approval power: general