Search Result

541 - 560 of 1536 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

MCOB 4A.2 Adequate explanations

As Published: 2016

MCOB 4A.2 Adequate explanations

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DISP App 3.8 Other appropriate redress

As Published: 2010

DISP App 3.8 Other appropriate redress

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker