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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

As Published: 2016

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

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DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

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MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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