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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 1.1

As Published: 2005

PR App 1.1

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION