Search Result

461 - 480 of 1479 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general