Search Result

361 - 380 of 462 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2015

CONC 4.6 Pre-contract disclosure: continuous payment authorities

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy