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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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