Search Result

261 - 280 of 1372 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk