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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?