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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

As Published: 2006

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

As Published: 2014

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

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Effective Period

Similar To

FEES 6.1 Application

MAR 1.4 Market abuse (improper disclosure)

MCOB 3A.6 Home purchase plan financial promotions

PERG 9.7 The investment condition: the 'reasonable investor'

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SUP 5.5 Duties of firms

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading