Search Result

1321 - 1340 of 1579 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

…

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

…

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

…

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

…

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2015

IPRU-INV 9.2 GENERAL REQUIREMENTS

…

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

…

MCOB 10A.1 Calculation of the APRC

As Published: 2015

MCOB 10A.1 Calculation of the APRC

…

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

…

CONC 4.5 Commissions

As Published: 2014

CONC 4.5 Commissions

…

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

…