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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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MCOB 4A.3 Record of recommendation

As Published: 2016

MCOB 4A.3 Record of recommendation

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COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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