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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce