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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

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CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

IFPRU 4.6 Internal ratings based approach: probability of default

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EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

SUP 5.2 The appropriate regulator’s power

EG 9.1 Introduction

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DEPP 8.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

EG 16.4 The effect of a disapplication order

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy