Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COCON 1.1 Application

REC 6.6 Supervision

PERG 8.12 Exemptions applying to all controlled activities

EG 2.5 Cases where other authorities have an interest

EG 10.3 Asset-freezing injunctions

EG 16.4 The effect of a disapplication order

SUP 10A.1 Application

COND 2.7 Business model

EG 7.1 The FCA’s use of sanctions

SUP 11.7 Acquisition or increase of control: assessment process and criteria

GENPRU 2.2 Capital resources

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

EG 2.11 Senior management responsibility

REC 4.7 The section 297 power to revoke recognition

SUP 8.4 Reliance on waivers

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 3.7 Investigations to assist overseas authorities (section 169)

FEES 2.1 Introduction

REC 4.8 The section 298 procedure