Search Result

161 - 180 of 1370 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements