Search Result

161 - 180 of 1594 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction