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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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