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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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