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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

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