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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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FIT 2.3 Financial soundness

REC 3.13 Delegation of relevant functions

DEPP 3.1 The Regulatory Decisions Committee

EG 19.18 Counter-Terrorism Act 2008

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

FEES 10.4 Relieving provisions

FEES 2.3 Relieving Provisions

SUP 16.19 Immigration Act compliance reporting

CREDS 8.2 Reporting requirements

EG 4.14 Joint investigations with the PRA

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

CASS 6.6 Records, accounts and reconciliations

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation