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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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