Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FIT 2.3 Financial soundness

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

FEES 6.5 Compensation costs

ICOBS 8.2 Motor vehicle liability insurers

PERG 10.1 Background

APER 2.1A The Statements of Principle

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 16.21 Reporting under the MCD Order for CBTL firms

PERG 8.3 Financial promotion

DISP App 1.5 Additional considerations

CREDS 9.2 Reporting

FEES 9.2 PSR fees

SUP 5.6 Confidential information and privilege

APER 4.1 Statement of Principle 1

EG 19.17 Regulated Covered Bonds Regulations 2008

PERG 4.14 Mortgage activities carried on by professional firms

SUP 16.18 AIFMD reporting

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PR 5.5 Persons responsible for a prospectus