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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

…

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FEES 11.2 Pensions guidance providers’ levy

SUP 9.2 Making a request for individual guidance

EG 19.15 The conduct of investigations under the Money Laundering Regulations

APER 4.4 Statement of Principle 4

SUP 15.6 Inaccurate, false or misleading information

PERG 8.10 Types of financial promotion

SUP 10A.11 Minimising overlap with the PRA approved persons regime

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GENPRU 3.1 Application

SUP 13.3 Establishing a branch in another EEA State

DISP 1.10 Complaints reporting rules

REC 3.4 Key individuals and internal organisation

DISP 1.10A Complaints data publication rules

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 8.2 Use of the own-initiative variation of approval power: general

SUP 10C.15 Forms and other documents and how to submit them to the FCA