Search Result

461 - 480 of 1351 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV