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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)