Search Result

341 - 360 of 1475 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation