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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives