Search Result

321 - 340 of 1615 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms