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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

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MCOB 6.9 Regulated sale and rent back agreements

COBS 2.3 Inducements

SUP 15.6 Inaccurate, false or misleading information

DISP 1.10 Complaints reporting rules

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

LR 5.1 Suspending listing

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

LR 16.3 Listing applications

REC 4.7 The section 297 power to revoke recognition

EG 19.14 Money Laundering Regulations 2007

REC 2.8 Settlement and clearing facilitation services

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 15.9 Notifications by members of financial conglomerates

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COCON 1.1 Application

SUP 5.4 Appointment and reporting process

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DTR 4.3A Reports on payments to governments

DTR 4.2 Half-yearly financial reports

DTR 8.2 Approval as a primary information provider