Search Result

301 - 320 of 1590 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping