Search Result

281 - 300 of 1474 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model