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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

COBS 14.4 Provision of information by an intermediate Unitholder

MIPRU 4.2BA Securitisation

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 6A.1 Exercise of passport rights by EEA market operator

EG 19.9 Electronic commerce activity directions: the FCA’s policy

LR 9.5 Transactions

DTR 5.9 Filing of information with competent authority

COBS 6.1 Information about the firm and compensation information

PR 5.5 Persons responsible for a prospectus

LR 19.1 Application

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

PERG 13.4 Financial Instruments

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy