Search Result

261 - 280 of 1528 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)