Search Result

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

…

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 13.12 Sources of further information

INSPRU 8.2 Special provisions for Lloyd's

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 2.2 Method of satisfying the recognition requirements

SUP 10A.17 Further questions

COND 2.7 Business model

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

SUP 16.11 Product Sales Data Reporting

IFPRU 11.3 Group recovery plans