Search Result

241 - 260 of 1440 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference