Search Result

241 - 260 of 1334 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers