Search Result

201 - 220 of 1284 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers