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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 9.4 Collective investment scheme (section 235 of the Act)

IFPRU 6.1 Market risk requirements

COBS 6.1F Using a platform service for arranging and advising

SUP 10A.15 References and accurate information

COBS 4.9 Financial promotions with an overseas element

DTR 2.1 Introduction and purpose

TC 3.1 Record-keeping requirements

LR 12.1 Application

LR 9.3 Continuing obligations: holders

FEES App 1.2 Periodic Fees

COND 1.2 Purpose

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy