Search Result

421 - 440 of 1503 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

As Published: 2016

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements