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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

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COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

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COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

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COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

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Effective Period

Similar To

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

EG 4.8 Scoping discussions

BIPRU 7.8 Securities underwriting

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IFPRU 4.10 Validation

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IFPRU 11.4 Information for resolution plans

PERG 1.2 Introduction

EG 2.12 Co-operation

PERG 8.5 In the course of business

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EG 2.4 Case selection: Unauthorised business

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts