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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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COLL 4.8 Notifications for UCITS master-feeder arrangements

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

CASS 5.5 Segregation and the operation of client money accounts