Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

CONC 3.11 Not approving certain financial promotions

PERG 8.3 Financial promotion

LR 8.4 Role of a sponsor: transactions

COBS 6.1 Information about the firm and compensation information

COBS 6.2A Describing advice services

COBS 7.2 Information to be provided by the insurance intermediary

COBS 14.2 Providing product information to clients

COBS 11.6 Use of dealing commission

SYSC 5.1 Skills, knowledge and expertise

SUP 8.3 Applying for a waiver

FEES 4.4 Information on which fees are calculated

COCON 3.1 General factors for assessing compliance

BIPRU 8.7 Consolidated capital resources requirements

CONC 3.4 Risk warning for high-cost short-term credit

MCOB 3A.6 Home purchase plan financial promotions

SYSC 13.3 Other related Handbook sections

SYSC 19A.3 Remuneration principles for IFPRU investment firms

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

PERG 8.30 Medium used to give advice or information