Search Result

841 - 860 of 1323 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

IPRU-INV 5 Financial Resources

As Published: 2014

IPRU-INV 5 Financial Resources

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers