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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions and limitations and the power to impose penalties or public censures

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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EG 9.9 The effect of the FCA’s decision to withdraw approval

DEPP 6A.2 Deciding whether to take action

CREDS 8.3 Approved persons

COND 1.3 General

DEPP 8.2 Use of the own-initiative variation of approval power: general

FEES 3.2 Obligation to pay fees

SYSC 4.3A CRR firms

SUP 4.3 Appointment of actuaries

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

EG 19.10 Enterprise Act 2002

EG 19.23 Electronic Money Regulations 2011

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SUP 13A.3 Qualifications for authorisation under the Act

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions and limitations and the power to impose penalties or public censures