Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COBS 22.2 Requirements on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Requirements on the retail distribution of mutual society shares

…

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

SYSC 13.6 People

SYSC 4.2 Persons who effectively direct the business

EG 7.1 The FCA’s use of sanctions

COBS 19.1 Pension transfers, conversions, and opt-outs

CASS 11.8 Client bank account acknowledgement letters

DISP 1.10 Complaints reporting rules

EG 9.2 The FCA’s general policy in this area

SUP 6.5 Ending authorisation

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COBS 11.3 Client order handling

IPRU-INV 1.1 PURPOSE

CASS 7.17 Statutory trust

GEN 2.2 Interpreting the Handbook

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

DISP 1.10A Complaints data publication rules

COBS 16.2 Occasional reporting

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 22.2 Requirements on the retail distribution of mutual society shares

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up