Search Result

621 - 640 of 665 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

EG 7.2 Alternatives to financial penalties and public censures

As Published: 2015

EG 7.2 Alternatives to financial penalties and public censures

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval