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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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EG 7.6 Private warnings

LR 3.3 Shares

SUP 9.2 Making a request for individual guidance

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

REC 3.4 Key individuals and internal organisation

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 8.2 Use of the own-initiative variation of approval power: general

FEES 6.7 Payment of levies

FEES 5.8 Joining the Financial Ombudsman Service

LR 10.5 Class 1 requirements

PERG 2.6 Specified investments: a broad outline

DTR 5.2 Acquisition or disposal of major proportions of voting rights

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)