Search Result

441 - 460 of 1710 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors